selling research reports on stocks, company and economy ?

Discussion in 'Legal Issues' started by doridori, Aug 24, 2008.

  1. #1
    hi, i have a small site that sells my research reports on various stocks and companies. i just want to confirm, is this legal? do i need a license ?

    thanks.
     
    doridori, Aug 24, 2008 IP
  2. DeenaEsq

    DeenaEsq Peon

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    #2
    I believe that there are rules that you need to comply with. You need to talk to a securities attorney.

    Deena
    ___________________________________________________________________________

    Any opinions are offered without knowledge of the specific law of your jurisdiction and with only the limited information provided in your post. No advice given here should be reasonably relied upon by you or any third party without consulting an attorney who is aware of all of the facts and law surrounding your situation. Any advice given here is not intended to create an attorney-client relationship in any way.
     
    DeenaEsq, Aug 24, 2008 IP
  3. doridori

    doridori Banned

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    #3
    is there a way to avoid being a research paper with buy recommendation ? then it technically wouldn't fall under securities rule ? argh i need to become a lawyer.
     
    doridori, Aug 24, 2008 IP
  4. DeenaEsq

    DeenaEsq Peon

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    #4
    LOL! Trust me, it's a LOT cheaper just to hire one when you need one than to become one....
     
    DeenaEsq, Aug 25, 2008 IP